-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MGZk9P40YgWu+rE8NUByXPggGQ8TjQOSXD3sLZWtWXIfbsQxcUupbzkDv6+1xYex n5L76TQb6kvQ9H1KaJ3gWA== 0000813828-03-000093.txt : 20030401 0000813828-03-000093.hdr.sgml : 20030401 20030321170940 ACCESSION NUMBER: 0000813828-03-000093 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010817 DATE AS OF CHANGE: 20030401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDWAY GAMES INC CENTRAL INDEX KEY: 0001022080 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222906244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49599 FILM NUMBER: 03612774 BUSINESS ADDRESS: STREET 1: 2704 WEST ROSCOE STREET CITY: CHICAGO STATE: IL ZIP: 60618 BUSINESS PHONE: 7739612222 MAIL ADDRESS: STREET 1: 3401 NORTH CALIFORNIA AVE CITY: CHICAGO STATE: IL ZIP: 60618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL AMUSEMENTS INC /MD/ CENTRAL INDEX KEY: 0000913264 STANDARD INDUSTRIAL CLASSIFICATION: TELEVISION BROADCASTING STATIONS [4833] IRS NUMBER: 042261332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 ELM STREET CITY: DEDHAM STATE: MA ZIP: 02026 BUSINESS PHONE: 6174611600 MAIL ADDRESS: STREET 1: 200 ELM STREET CITY: DEBHAM STATE: MA ZIP: 02026 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL AMUSEMENTS INC DATE OF NAME CHANGE: 19931008 SC 13D/A 1 mwy13d-a5.txt 13D AMENDMENT NO. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________________________________________ SCHEDULE 13D (Amendment No. 5) Under the Securities Exchange Act of 1934 MIDWAY GAMES INC. (Name of Issuer) Common Stock (Title of Class of Securities) 598-148-104 (CUSIP Number) Sumner M. Redstone 200 Elm Street Dedham, Massachusetts 02026 Telephone: (781) 461-1600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 16, 2001 (Date of Event which Requires Filing of this Statement) _________________________________________________________ If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement / /. CUSIP No. 598-148-104 Page 1 of 5 Pages Schedule 13D/A - ----------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SUMNER M. REDSTONE S.S. No. - ----------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) / / (a) - ----------------------------------------------------------------- / / (b) - ----------------------------------------------------------------- (3) SEC Use Only - ----------------------------------------------------------------- (4) Sources of Funds (See Instructions) PF - ----------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). - ----------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ----------------------------------------------------------------- Number of (7) Sole Voting Power 7,077,265 Shares -------------------------------------------- Beneficially (8) Shared Voting Power Owned by -------------------------------------------- Each (9) Sole Dispositive Power 7,077,265 Reporting -------------------------------------------- Person With (10) Shared Dispositive Power - ----------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,200,036* - ----------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 29.7% - ----------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ----------------------------------------------------------------- *Includes shares owned by National Amusements, Inc. CUSIP No. 598-148-104 Page 2 of 5 Pages Schedule 13D/A - ----------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person NATIONAL AMUSEMENTS, INC. I.R.S No. 04-2261332 - ----------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) / / (a) - ----------------------------------------------------------------- / / (b) - ---------------------------------------------------------------- (3) SEC Use Only - ----------------------------------------------------------------- (4) Sources of Funds (See Instructions) N/A - ----------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). - ----------------------------------------------------------------- (6) Citizenship or Place of Organization Maryland - ----------------------------------------------------------------- Number of (7) Sole Voting Power 4,122,771 Shares -------------------------------------------- Beneficially (8) Shared Voting Power Owned by -------------------------------------------- Each (9) Sole Dispositive Power 4,122,771 Reporting -------------------------------------------- Person With (10) Shared Dispositive Power - ----------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,122,771 - ----------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 10.9% - ----------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO - ----------------------------------------------------------------- Page 3 of 5 Pages Item 1. Security and Issuer. -------------------- This Amendment No. 5 amends the Statement on Schedule 13D filed with the SEC on April 15, 1998 by Mr. Sumner M. Redstone and National Amusements, Inc. ("NAI") and amended on December 18, 1998, May 1, 2000 and August 13, 2001, with respect to the voting common stock, $.01 par value per share (the "Common Shares"), of Midway Games Inc. (the "Issuer"), a Delaware corporation, with its principal executive office located at 3401 North Carolina Avenue, Chicago, IL 60618. Item 5. Interest in Securities of the Issuer. ------------------------------------- Item 5 is hereby amended as follows: (a) NAI is currently the beneficial owner, with sole dispositive and voting power, of 4,122,771 Common Shares, or approximately 10.9%, of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 4, 2001). (b) Mr. Sumner M. Redstone is currently the beneficial owner, with sole dispositive and voting power, of 7,077,265 Common Shares, or approximately 18.8%, of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 4, 2001). As a result of his stock ownership in NAI, Mr. Sumner M. Redstone is deemed the beneficial owner of an additional 4,122,771 Common Shares of the issued and outstanding Common Shares of the Issuer, for a total of 11,200,036 Common Shares, or approximately 29.7% of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 4, 2001). Transactions effected since the filing of the Statement on Schedule 13D Amendment No. 4 dated August 13, 2001. (All transactions were executed by Bear Stearns, New York, N.Y.) SUMNER M. REDSTONE ---------------------------------- DATE NO. OF SHARES PRICE ---------- -------------- ------ 08-14-2001 1,000 $14.88 08-14-2001 200 $14.94 08-14-2001 7,500 $14.95 08-14-2001 1,800 $14.96 08-14-2001 3,400 $14.99 08-14-2001 10,700 $15.00 08-14-2001 200 $15.10 08-14-2001 5,000 $15.20 08-14-2001 3,400 $15.23 08-14-2001 5,000 $15.35 08-14-2001 700 $15.37 08-14-2001 2,900 $15.38 08-14-2001 2,100 $15.40 08-14-2001 3,300 $15.41 08-14-2001 900 $15.44 08-14-2001 1,000 $15.46 08-14-2001 2,800 $15.47 08-14-2001 2,100 $15.48 Page 4 of 5 Pages DATE NO. OF SHARES PRICE ---------- -------------- ------ 08-14-2001 2,000 $15.49 08-14-2001 29,400 $15.50 08-14-2001 4,300 $15.52 08-14-2001 9,900 $15.53 08-14-2001 4,600 $15.54 08-15-2001 8,400 $15.27 08-15-2001 41,600 $15.45 08-15-2001 2,000 $15.51 08-15-2001 500 $15.52 08-15-2001 1,000 $15.55 08-15-2001 1,800 $15.57 08-15-2001 21,700 $15.60 08-15-2001 400 $15.61 08-15-2001 1,000 $15.63 08-15-2001 4,000 $15.64 08-15-2001 14,500 $15.65 08-15-2001 2,300 $15.68 08-15-2001 12,600 $15.70 08-15-2001 3,100 $15.71 08-15-2001 23,900 $15.73 08-15-2001 25,000 $15.83 08-15-2001 14,400 $15.85 08-15-2001 12,500 $15.88 08-15-2001 4,300 $15.90 08-15-2001 700 $15.91 08-15-2001 5,000 $15.95 08-15-2001 5,000 $15.98 08-15-2001 30,700 $16.00 08-15-2001 5,000 $16.35 08-16-2001 2,000 $15.53 08-16-2001 2,100 $15.58 08-16-2001 3,000 $15.63 08-16-2001 3,000 $15.65 08-16-2001 2,000 $15.66 08-16-2001 9,800 $15.71 08-16-2001 1,300 $15.73 08-16-2001 13,500 $15.75 08-16-2001 1,900 $15.76 08-16-2001 600 $15.77 08-16-2001 2,400 $15.82 08-16-2001 200 $15.84 08-16-2001 2,900 $15.87 08-16-2001 1,800 $15.88 08-16-2001 22,100 $15.90 08-16-2001 2,700 $15.91 08-16-2001 5,000 $15.92 08-16-2001 100 $15.95 08-16-2001 7,000 $15.99 08-16-2001 13,300 $16.00 08-16-2001 400 $16.02 08-16-2001 2,700 $16.05 08-16-2001 1,600 $16.09 08-16-2001 5,000 $16.10 08-16-2001 9,000 $16.14 08-16-2001 2,000 $16.15 All of the above transactions were purchases. Page 5 of 5 Pages Signatures ---------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Pursuant to Rule 13d- 1(k)(1), each of the undersigned agrees that this statement is filed on behalf of each of us. August 16, 2001 /s/ Sumner M. Redstone, ----------------------- Sumner M. Redstone, Individually National Amusements, Inc. By: /s/ Sumner M. Redstone ------------------------ Name: Sumner M. Redstone, Title:Chairman and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----